Gregory L. Powell

Education:
J.D., Lewis and Clark College, 1988
B.A., University of Oregon, 1985

Biography:
Greg is a partner in the firm's business department and financial services practice group. His practice includes a broad array of regulatory and compliance matters for broker/dealers and registered investment advisers including reviewing and drafting Forms ADV, U4, U5 registration and disclosure matters, compliance manual updates and assistance with issues regarding FINRA Conduct Rules. Greg has worked extensively with broker/dealers in connection with a variety of alternative investment offerings to ensure regulatory compliance, including Reg. D private placements, hedge fund and real estate fund offerings.

In addition to his compliance practice, he has substantial experience defending registered representatives, broker/dealers, and registered investment advisers in connection with investment complaints before FINRA, American Arbitration Association and JAMS.

Greg also serves as general counsel to a variety of closely-held companies and has managed a wide range of transactional and litigation matters in that capacity.

Professional Organizations:
Oregon State Bar - Business Law, Taxation, and Securities sections